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Report
April 30, 2024
April 2024 Recap | On The Margin
  • Investment Advisory
April 30, 2024
April 2024 Recap | On The Margin

April provided investors with an experience akin to an unpleasantly rainy spring month as global markets moved broadly lower.

  • Investment Advisory
Article
April 10, 2024
Gen Z Splurges as Entertainment Costs Rise
  • Investment Advisory
April 10, 2024
Gen Z Splurges as Entertainment Costs Rise

After COVID precautions eased up, many consumers, especially Gen Z, started attending more live events, causing ticket prices to skyrocket.

  • Investment Advisory
Article
April 03, 2024
Demographics Influence China’s Path Forward
  • Investment Advisory
April 03, 2024
Demographics Influence China’s Path Forward

Demographic trends have sparked a need for more support for the Chinese economy, whether that comes in the form of the Silver Economy Plan or otherwise.

  • Investment Advisory
Report
March 31, 2024
March 2024 Recap | On The Margin
  • Investment Advisory
March 31, 2024
March 2024 Recap | On The Margin

The 1st quarter of 2024 was a reminder of one of the most powerful drivers of equity markets: momentum. Get more info with our market recap

  • Investment Advisory
Report
February 29, 2024
February 2024 Recap | On The Margin
  • Investment Advisory
February 29, 2024
February 2024 Recap | On The Margin

February was a month of unexpected surprises. In addition to the unseasonable warm days, we also saw an uptick in economic data.

  • Investment Advisory
Article
February 15, 2024
Navigating Your First Custody Rule 206(4)-2 Surprise Examination: A Thorough Guide for New RIAs
  • Alternative Investments
  • Investment Advisory
February 15, 2024
Navigating Your First Custody Rule 206(4)-2 Surprise Examination: A Thorough Guide for New RIAs

For new RIAs, this first examination begins a continuous journey toward meticulous compliance and risk management.

  • Alternative Investments
  • Investment Advisory
Article
February 15, 2024
Worthless Securities – When Can You Take the Loss?
  • Alternative Investments
  • Investment Advisory
February 15, 2024
Worthless Securities – When Can You Take the Loss?

The tax implications of worthless securities owned by investment partnerships can offer some solace to investors facing losses in their portfolio.

  • Alternative Investments
  • Investment Advisory
Report
January 31, 2024
January 2024 Recap | On The Margin
  • Investment Advisory
January 31, 2024
January 2024 Recap | On The Margin

With a 3rd consecutive month of gains in the equity markets, the “soft landing” narrative is sweeping the public discourse on the US economy.

  • Investment Advisory
Article
June 07, 2023
Proposed Amendments to the Custody Rule – Safeguarding Rule
  • Alternative Investments
  • Investment Advisory
June 07, 2023
Proposed Amendments to the Custody Rule – Safeguarding Rule

The SEC’s efforts to increase the safeguarding and protection of client assets through proposed Rule 223-1 will have a significant impact on the investment management industry at large and key gatekeepers.

  • Alternative Investments
  • Investment Advisory
Article
June 07, 2023
SEC’s 2023 Exam Priorities: Registered Investment Advisers Take Center Stage
  • Alternative Investments
  • Audit & Assurance, Investment Advisory
June 07, 2023
SEC’s 2023 Exam Priorities: Registered Investment Advisers Take Center Stage

The SEC is making a concerted effort to increase the transparency of its examination programs.

  • Alternative Investments
  • Audit & Assurance, Investment Advisory
Article
August 10, 2021
A Regulatory Framework for ESG Investing is on the Horizon
  • Alternative Investments
  • Investment Advisory
August 10, 2021
A Regulatory Framework for ESG Investing is on the Horizon

The growth of environmental, social, and governance (ESG) investing has prompted regulators, such as the SEC, to increase its focus on funds that promote ESG investment-related products and services.

  • Alternative Investments
  • Investment Advisory
Article
May 19, 2021
The Many Ways to Source Receipts from Assets Management Services in New York – and None are Clear
  • Alternative Investments
  • Investment Advisory
May 19, 2021
The Many Ways to Source Receipts from Assets Management Services in New York – and None are Clear

In New York, the method by which asset management service providers apportion their income can be affected by how their businesses are structured.

  • Alternative Investments
  • Investment Advisory