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CBIZ Retirement Plan Services Disclosures

Legal entities include:

  • CBIZ Financial Solutions Inc. 
  • CBIZ Retirement Plan Advisory Services
  • CBIZ Investment Advisory Services, LLC
  • CBIZ InR

CBIZ Retirement Plan Services 

CBIZ Retirement Plan Services is a trade name under which certain subsidiaries of CBIZ, Inc. (NYSE Listed: CBZ) market investment advisory, investment management, third party administration, actuarial and other retirement plan services. Investments, investment advisory and investment management services offered through CBIZ Financial Solutions, Inc., Member FINRA, SIPC and SEC Registered Investment Adviser, dba CBIZ Retirement Plan Advisory Services.Investment advisory and investment management services may also be offered through CBIZ Investment Advisory Services, LLC, SEC Registered Investment Adviser. Third party administration, actuarial and other consulting services offered through CBIZ Benefits & Insurance Services, Inc.

CBIZ Investment Advisory Services

Investment management services to individuals, corporations, trusts, endowments and foundations offered through CBIZ Investment Advisory Services, LLC, SEC Registered Investment Adviser. Investment management services to governmental and/or municipal defined benefit plans, 457 plans and related individuals provided by CBIZ Investment Advisory Services, LLC, dba CBIZ InR and dba CBIZ Retirement Plan Services.

ADV 

CBIZ Investment Advisory Services and CBIZ Retirement Plan Services, on a combined basis, provide investment advice to clients with assets in excess of $17 billion (As of December 31, 2017 per the Form ADV for each registered investment adviser www.adviserinfo.sec.gov). CBIZ RPS and CBIZ IAS offer a broad range of consulting services, including third party administration, actuarial, comprehensive consulting, investment advisory and investment management solutions to retirement plans, institutions, and individual clients with assets that total over $100 billion.

Awards and Rankings

Rankings/recognition by unaffiliated rating services/publications should not be construed as a guarantee of a certain level of results if CBIZ Retirement Plan Services (CBIZ Financial Solutions, Inc. or CBIZ Investment Advisory Services, LLC) is engaged, or continues to be engaged, to provide investment advisory services. The “PLANADVISER top 100 Retirement Plan Advisers” list is compiled from responses to the PLANADVISER Retirement Plan Adviser Survey. The list is drawn solely from a set of quantitative variables and information in the survey is supplied by the advisers themselves. CBIZ Retirement Plan Services was the sole recipient of the PLANADVISER Top 100 Retirement Plan Adviser in years 2014 – 2018. Beginning in 2019, quantitative variables and information for the survey was supplied by CBIZ Retirement Plan Services in conjunction with CBIZ Investment Advisory Services.

Recognition by unaffiliated publications should not be construed as a guarantee of a certain level of results if CBIZ Retirement Plan Services provides investment advisory services. NAPA awards are determined after applications submitted by nominees, which include quantitative and qualitative factors, are reviewed by judges or senior industry experts and are voted on by peers.

Certifications

The DALBAR 3(38) Certification Program provides an independent assessment of an investment manager’s ability to satisfy the requirements of ERISA section 3(38). InR has met the requirements set forth by DALBAR to become a DALBAR Certified ERISA 3(38) Investment Manager.

CEFEX provides an independent recognition of CBIZ RPS’s conformity to a defined Standard of Practice. It implies that CBIZ RPS can demonstrate adherence to the industry’s best practices and is positioned to earn the public’s trust. This registration serves investors who require assurance that their investments are being managed according to commonly accepted best practices.

Risk

CBIZ Retirement Plan Services does not provide accounting services, legal counsel or tax advice.  Please consult a licensed Certified Public Accountant, attorney or tax adviser.

Investing carries risk and there is no assurance that investing in accordance with the investment strategies herein will provide positive performance over any period of time. Investors could lose money if they invest in accordance with the investment strategies discussed herein.

Diversification and asset allocation strategies do not guarantee protection from a loss.